New York

SECURITIES

Investor Protection Bureau
Office of the Attorney General
120 Broadway, 23rd Floor
New York, New York 10271

Phone: (212) 416-8222
Fax: (212) 417-8816

E-mail: james.gallo@oag.state.ny.us (complaints only)
E-mail AG's Office

Internet: http://www.oag.state.ny.us/bureaus/investor_protection/investors/investors.html

NY SECURITIES STATUTES (Scroll down to General Business Laws, Article 23-A)

NY SECURITIES RULES
 
NY SECURITIES FORMS

BANKING

Superintendent of Banks
New York State Banking Department
One State Street
New York, NY 10004-1511

Phone:  (877) BANK-NYS
Other Contact Numbers

E-mail: consumer@banking.state.ny.us
Other E-mail Contacts

Internet: http://www.banking.state.ny.us/

NY BANKING STATUTES (scroll to “BNK”/Banking)

NY BANKING RULES

NY BANKING RECENTLY ADOPTED RULES

NY BANKING INDUSTRY LETTERS

 
INSURANCE

INSURANCE DEPARTMENT
One Commerce Plaza
Albany, NY 12257

Phone: (518) 474-6630 (licensing), (800) 342-3736 (consumer services, toll free) or(518) 474-6600 (consumers)
  Fraud Hotline: (888) 372-8369
  Phone Directory for Albany Office

New York City Office:
25 Beaver Street
New York, NY 10004
Phone Directory for NYC Office

Directory of offices in other cities

E-mail: E-mail Contacts (select an office directory)

Internet: http://www.ins.state.ny.us/nyins.htm

NY INSURANCE STATUTES (scroll to “ISC”/Insurance)

NY INSURANCE REGULATORY MATERIAL

NY INSURANCE FORMS (scroll down to “forms”)

 

last updated 8/12/2009