Financial Regulators Gateway
Heuerman Fund for the Study of Investment Law and Regulation

New York

SECURITIES

Investor Protection Bureau
Office of the Attorney General
120 Broadway, 23rd Floor
New York, New York 10271

Phone: (212) 416-8222
Fax: (212) 417-8816

E-mail: james.gallo@oag.state.ny.us (complaints only)
E-mail AG's Office

Internet: http://www.oag.state.ny.us/bureaus/investor_protection/investors/investors.html

NY SECURITIES STATUTES (Scroll down to General Business Laws, Article 23-A)

NY SECURITIES RULES
 
NY SECURITIES FORMS

BANKING

Superintendent of Banks
New York State Banking Department
One State Street
New York, NY 10004-1511

Phone:  (877) BANK-NYS
Other Contact Numbers

E-mail: consumer@banking.state.ny.us
Other E-mail Contacts

Internet: http://www.banking.state.ny.us/

NY BANKING STATUTES (scroll to “BNK”/Banking)

NY BANKING RULES

NY BANKING RECENTLY ADOPTED RULES

NY BANKING INDUSTRY LETTERS

 
INSURANCE

INSURANCE DEPARTMENT
One Commerce Plaza
Albany, NY 12257

Phone: (518) 474-6630 (licensing), (800) 342-3736 (consumer services, toll free) or(518) 474-6600 (consumers)
  Fraud Hotline: (888) 372-8369
  Phone Directory for Albany Office

New York City Office:
25 Beaver Street
New York, NY 10004
Phone Directory for NYC Office

Directory of offices in other cities

E-mail: E-mail Contacts (select an office directory)

Internet: http://www.ins.state.ny.us/nyins.htm

NY INSURANCE STATUTES (scroll to “ISC”/Insurance)

NY INSURANCE REGULATORY MATERIAL

NY INSURANCE FORMS (scroll down to “forms”)

 

last updated 8/12/2009