Heuerman Fund for the Study of Investment Law and Regulation

New York

SECURITIES

Bureau of Investor Protection & Securities
Office of Attorney General
120 Broadway, 23rd Floor
New York, New York 10271

Phone: (212) 416-8200
Fax: 

E-mail: E-mail from Web site

Internet: http://www.oag.state.ny.us/investors/investors.html

NY SECURITIES STATUTES (Scroll down to General Business Laws, Article 23-A)

NY INVESTMENT ADVISER RULES

BANKING

Superintendent of Banks
New York State Banking Department
One State Street
New York, NY 10004-1417

Phone:  (877) BANK-NYS
Other phone numbers at Banking Dept.
Fax:

E-mail: Mailboxes at State Banking Dept.
Internet: http://www.banking.state.ny.us/

NY BANKING STATUTES

NY BANKING RULES
(recently adopted rules)

INSURANCE

INSURANCE DEPARTMENT
One Commerce Plaza, Suite 1700
Albany, NY 12257

Phone: (518) 474-4567, (800) 342-3736
   Fraud Hotline: (888)-FRAUD-NY
    Insurance Department Phone Directories
Fax:

New York City Office:
25 Beaver Street
New York, NY 10004
Phone Directory for NYC Office

Directory of offices in other cities

E-mail: Mailboxes at Insurance Department
Internet: http://www.ins.state.ny.us/

NY INSURANCE STATUTES

NY INSURANCE REGULATORY MATERIAL

last updated 5/16/2007